Unclaimed
Randall Dean Andersen is a financial advisor with over 30 years of experience in the industry. He is currently registered with Wells Fargo Clearing Services, LLC and has offices in both Tampa and Lakeland, Florida. Randall has held various licenses and certifications throughout his career and is currently registered as a Registered Representative (RA) in Florida and Georgia. Randall has previously worked with First Union Brokerage Services, INC., and Dean Witter Reynolds Inc. In addition to his work with Wells Fargo, Randall also has a strong background in the financial services industry with previous experience working with companies such as Wells Fargo Advisors LLC. His strong industry background combined with his experience and licensing provides clients with a comprehensive financial service experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/21/2024 - Present
Wells Fargo Clearing Services, LLC (TAMPA FL)
NC
03/05/1991 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NA
01/29/1991 - 02/20/1991
FIRST UNION BROKERAGE SERVICES, INC.
NY
02/20/1986 - 01/29/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/20/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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