Unclaimed
Randall David Scholl is a financial advisor who has been in the industry since 2004. He is currently registered with Citizens Securities, Inc. in Johnston, Rhode Island. He holds the Series 7, 9, 10, 24, 66 and 99 licenses and is also a registered investment advisor. Randall David Scholl has previously worked for Royal Alliance Associates, Inc., Signator Investors, Inc., LPL Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc. He has experience in providing financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
RI
08/22/2022 - Present
Citizens Securities, Inc. (JOHNSTON RI)
RI
11/02/2018 - 08/22/2022
ROYAL ALLIANCE ASSOCIATES, INC. (WARWICK RI)
RI
06/20/2017 - 11/02/2018
SIGNATOR INVESTORS, INC. (WARWICK RI)
CA
10/12/2011 - 06/13/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
MA
10/23/2009 - 11/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WORCESTER MA)
NY
04/09/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 07/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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