Unclaimed
Randall D. Hord is a financial advisor with Raymond James Financial Services Advisors, Inc. in Riverside, CA. Randall has been in the industry since 1993. Randall has a total of 17 state licenses and 2 licenses for advising across the United States. Randall has a variety of licenses and specializations which include Series 63, Series 65, and Series 7. Randall is also a Registered Investment Advisor (RIA) and a licensed insurance agent. Randall specializes in working with individuals, businesses, and charitable organizations. Randall's firm, Raymond James Financial Services Advisors, Inc., is a large, independent firm with a strong focus on providing personalized financial advice. Randall's diverse experience and expertise make him a valuable resource for clients seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
10/16/2015 - Present
Raymond James Financial Services Advisors, Inc. (RIVERSIDE CA)
NJ
10/20/1993 - 08/13/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 11/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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