Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Currie Mardell has been in the financial services industry since November 1997. Randall is currently registered with Charles Schwab & CO., Inc. and has branch offices in Phoenix, AZ and Lone Tree, CO. Randall previously worked with HILLTOP SECURITIES INC., FIRST SOUTHWEST COMPANY, LLC, PENSON FINANCIAL SERVICES, INC., SOUTHWEST SECURITIES, INC., MYDISCOUNTBROKER.COM, and JOSEPHTHAL & CO., INC.. Randall holds FINRA Series 4, 7, 9, 10, 24, 55, 57TO, and 66 licenses as well as the SIE designation. Randall also holds securities licenses in 53 states and 2 of the U.S. Territories. Randall is a financial planning advisor and provides advisory services as a wrap fee program sponsor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
11/28/2016 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
TX
01/22/2016 - 11/03/2016
HILLTOP SECURITIES INC. (Dallas TX)
TX
01/09/2012 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (Dallas TX)
TX
07/07/2004 - 01/03/2012
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
TX
02/06/2001 - 06/28/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
10/05/1999 - 04/16/2003
MYDISCOUNTBROKER.COM (DALLAS TX)
NY
04/30/1997 - 04/20/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
BOTH
Issued 12/19/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/28/2002
Series 4 - Registered Options Principal Examination
BC
Issued 05/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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