Unclaimed
Randall Chafetz is a securities professional with over 30 years of experience in the financial industry. Randall is currently registered with Mufg Securities Americas Inc. Previously Randall was registered with BTMU Securities, Inc. and Mitsubishi UFJ Securities (USA), Inc. Randall has Series 7, 24, 63, 79TO and 99TO licenses and is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/03/2012 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/20/2011 - 04/01/2017
BTMU SECURITIES, INC. (NEW YORK NY)
NY
03/31/2000 - 01/20/2011
MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)
NY
05/12/1997 - 11/23/1998
WARBURG DILLON READ LLC (NEW YORK NY)
NY
10/20/1987 - 04/01/1997
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 07/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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