Unclaimed
Randall Clay Pickett is a financial advisor with over 30 years of experience in the industry. Randall has a broad range of experience, having worked with firms such as Oppenheimer & Co. Inc., Stanford Group Company, BNY Investment Center Inc., Pershing LLC, Lockwood Financial Services, Inc., Chase Manhattan Investment Services, Inc., and Texas Commerce Brokerage Company. Randall is currently registered with LPL Financial LLC in Dallas, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/18/2022 - Present
LPL Financial LLC (Dallas TX)
TX
03/11/2009 - 05/20/2022
OPPENHEIMER & CO. INC. (DALLAS TX)
TX
11/01/2007 - 03/12/2009
STANFORD GROUP COMPANY (DALLAS TX)
TX
12/02/2005 - 11/01/2007
BNY INVESTMENT CENTER INC. (DALLAS TX)
NJ
12/15/2003 - 12/13/2005
PERSHING LLC (JERSEY CITY NJ)
PA
07/31/1996 - 12/13/2005
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
IL
04/26/1990 - 07/18/1996
CHASE MANHATTAN INVESTMENT SERVICES, INC. (CHICAGO IL)
TX
05/25/1988 - 04/05/1990
TEXAS COMMERCE BROKERAGE COMPANY (HOUSTON TX)
IA
Issued 02/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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