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Randall Charles Rhodes

Ameriprise Financial Services, LLC

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About Randall Charles Rhodes

Randall Rhodes is a financial advisor associated with Ameriprise Financial Services, LLC. Randall Rhodes has been working in the financial industry since 1993. Randall Rhodes is a registered investment advisor representative in Nebraska and Texas. Randall Rhodes also holds Series 7 and Series 63 securities licenses as well as the SIE exam. Randall Rhodes has previously been associated with other firms, including SII INVESTMENTS, INC., PRINCOR FINANCIAL SERVICES CORPORATION, QA3 FINANCIAL CORP., MULTI-FINANCIAL SECURITIES CORPORATION, VESTAX SECURITIES CORPORATION, ROYAL ALLIANCE ASSOCIATES, INC., LINSCO/PRIVATE LEDGER CORP., and WALL STREET INVESTOR SERVICES. Randall Rhodes provides financial planning, portfolio management for individuals, and portfolio management for businesses. Randall Rhodes' specializations include investment planning, retirement planning, college savings, insurance and estate planning.

Firm Information

Randall Rhodes is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Rhodes’s Registration & Firm History

NE

03/29/2021 - Present

Ameriprise Financial Services, LLC (Lincoln NE)

NE

01/31/2013 - 11/17/2017

SII INVESTMENTS, INC. (GRAND ISLAND NE)

NE

06/02/2008 - 02/06/2013

PRINCOR FINANCIAL SERVICES CORPORATION (GRAND ISLAND NE)

NE

11/23/2005 - 06/05/2008

QA3 FINANCIAL CORP. (GRAND ISLAND NE)

NE

01/01/2004 - 12/09/2005

MULTI-FINANCIAL SECURITIES CORPORATION (GRAND ISLAND NE)

OH

08/11/2003 - 01/01/2004

VESTAX SECURITIES CORPORATION (HUDSON OH)

AZ

06/01/2001 - 08/12/2003

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

OH

01/28/1998 - 06/05/2001

VESTAX SECURITIES CORPORATION (HUDSON OH)

AZ

04/22/1996 - 01/30/1998

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

SC

10/23/1995 - 04/25/1996

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NY

06/02/1993 - 10/26/1995

WALL STREET INVESTOR SERVICES (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/09/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/21/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Randall Charles Rhodes. Review regulatory record here.
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