Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Stallings is a financial advisor who has been active in the financial industry since 2021. He currently works at Robert W. Baird & Co. Inc. and is licensed in several states. Randall has held previous positions at E*TRADE SECURITIES LLC. He is also registered with FINRA and the state of Georgia. Randall Stallings has a broad range of specializations, including but not limited to Portfolio Management for Individuals, Portfolio Management for Businesses, and Portfolio Management for Investment Companies. He is also a member of the Securities Industry Essentials Examination (SIE) and has passed the General Securities Representative Examination (Series 7TO), Uniform Securities Agent State Law Examination (Series 63), and Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
GA
02/09/2022 - Present
Robert W. Baird & Co. Inc. (Atlanta North Point GA)
GA
11/18/2020 - 09/01/2021
E*TRADE SECURITIES LLC (ALPHARETTA GA)
BOTH
Issued 02/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/02/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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