Unclaimed
Randall Johnson is a financial advisor at Raymond James Financial Services Advisors, Inc. based in Yankton, SD. He is a registered representative with both Series 7 and Series 66 licenses. He has been in the industry since 2006 and is registered with FINRA and various state regulators. Randall has a long history of experience in the financial services industry, having worked previously at Wachovia Securities, LLC and A.G. Edwards & Sons, Inc. Randall specializes in providing portfolio management for individuals and businesses, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
SD
12/03/2024 - Present
Raymond James Financial Services Advisors, Inc. (YANKTON SD)
SD
01/01/2008 - 02/25/2009
WACHOVIA SECURITIES, LLC (YANKTON SD)
SD
07/11/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (YANKTON SD)
BOTH
Issued 07/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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