Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Alan Nelson has over 30 years of experience in the financial services industry. He is a registered representative and investment advisor representative. His expertise covers a range of financial services, including portfolio management for individuals, businesses, and pooled investment vehicles. Randall is currently associated with Retirement Plan Advisors, LLC, a firm offering a variety of financial planning and advisory services. He has also held positions at other notable firms including Citistreet Equities LLC, MetLife Securities Inc., Metropolitan Life Insurance Company, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Cambridge Investment Research, Inc. Randall holds several licenses and certifications including Series 6, 7, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
06/16/2023 - Present
Retirement Plan Advisors, LLC (CHICAGO IL)
NJ
10/29/2002 - 02/25/2003
CITISTREET EQUITIES LLC (SOMERSET NJ)
MA
03/05/2002 - 10/29/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/05/2002 - 10/29/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/08/2001 - 12/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
04/06/2000 - 01/11/2001
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
OH
02/15/1990 - 04/03/2000
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
IA
Issued 02/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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