Unclaimed
Randall Alan Fisher is a financial advisor with Kestra Advisory Services, LLC in Austin, Texas. Randall has been in the industry since August 23, 2003. Randall holds FINRA Series 6, 7, 9, 10, 63 and 65 licenses. Randall is also registered with the states of Arizona, Colorado, Kansas, Louisiana, Missouri, Montana, Nevada, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
05/02/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
KS
08/24/2017 - 05/04/2023
LPL FINANCIAL LLC (GARDEN CITY KS)
KS
01/02/2014 - 08/25/2017
SA STONE WEALTH MANAGEMENT INC. (Garden City KS)
KS
01/01/2008 - 10/22/2009
WELLS FARGO ADVISORS, LLC (GARDEN CITY KS)
KS
06/14/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GARDEN CITY KS)
IA
Issued 12/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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