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Randall Alan Fisher

Kestra Advisory Services, LLC

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About Randall Alan Fisher

Randall Alan Fisher is a financial advisor with Kestra Advisory Services, LLC in Austin, Texas. Randall has been in the industry since August 23, 2003. Randall holds FINRA Series 6, 7, 9, 10, 63 and 65 licenses. Randall is also registered with the states of Arizona, Colorado, Kansas, Louisiana, Missouri, Montana, Nevada, Oklahoma and Texas.

Firm Information

Randall Fisher is currently registered with Kestra Advisory Services, LLC. Kestra Advisory Services, LLC is a financial advisory firm based in Austin, TX, with over 1,200 investment advisor representatives and 48.3 billion in assets under management. Kestra offers a variety of financial advisory services including financial planning, portfolio management, and pension consulting. The firm serves a broad range of clients, including individuals, corporations, insurance companies, pension plans, and charitable organizations. Kestra participates in wrap fee programs.
Kestra Advisory Services, LLC

5707 SOUTHWEST PARKWAY

AUSTIN, TX 78735

$48.32B

Assets Under Management

6,180

Total Clients

1,197

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Randall Fisher’s Registration & Firm History

TX

05/02/2023 - Present

Kestra Advisory Services, LLC (AUSTIN TX)

KS

08/24/2017 - 05/04/2023

LPL FINANCIAL LLC (GARDEN CITY KS)

KS

01/02/2014 - 08/25/2017

SA STONE WEALTH MANAGEMENT INC. (Garden City KS)

KS

01/01/2008 - 10/22/2009

WELLS FARGO ADVISORS, LLC (GARDEN CITY KS)

KS

06/14/1999 - 01/03/2008

A. G. EDWARDS & SONS, INC. (GARDEN CITY KS)

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Licenses & Designations

IA

Issued 12/30/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/27/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/26/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Randall Alan Fisher. Review regulatory record here.
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