Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randall? Claim Your ProfileRandall Alan Cook is a financial advisor with Raymond James & Associates, Inc. Randall has over 30 years of experience in the financial services industry. Randall has a Series 7, Series 63, and Series 52TO licenses. Randall is registered with the state of Texas. Randall specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Prior to joining Raymond James & Associates, Inc., Randall was with MORGAN KEEGAN & COMPANY, INC. and PAINEWEBBER INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/02/2012 - Present
Raymond James & Associates, Inc. (DALLAS TX)
TX
09/08/2000 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
NJ
02/10/1993 - 09/28/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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