Unclaimed
Randall Aaron Raszler is an investment advisor representative associated with Mutual Of Omaha Investor Services, Inc. located in Omaha, NE. Randall has been in the financial services industry for over 22 years and has specialized in providing financial planning and portfolio management services to high-net-worth individuals and families. Randall earned a Series 6 license and has passed the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees and third party money manager fees
1
2
NE
02/17/2012 - Present
Mutual OF Omaha Investor Services, Inc. (OMAHA NE)
NE
01/04/2008 - 12/31/2008
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
08/28/2007 - 09/24/2007
SECURITIES AMERICA, INC. (OMAHA NE)
NE
12/13/2001 - 09/05/2007
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
NE
06/12/1996 - 01/31/2000
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
07/05/1994 - 05/23/1995
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NE
11/22/1992 - 07/22/1993
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BC
Issued 09/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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