Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal William Seligmann is an investment advisor representative with over 40 years of experience in the financial industry. Randal has been associated with Wells Fargo Clearing Services, LLC since May 2017. Prior to that, Randal was with Morgan Stanley Smith Barney for seven years. Randal has passed the Series 7, Series 63, and Series 65 exams. Randal provides financial planning and investment advisory services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/15/2017 - Present
Wells Fargo Clearing Services, LLC (CINCINNATI OH)
OH
06/01/2009 - 05/17/2017
MORGAN STANLEY (CINCINNATI OH)
OH
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
NY
07/13/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/23/1983 - 06/29/1984
PAINEWEBBER INCORPORATED
IA
Issued 07/20/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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