Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal Ellis is a financial advisor with over 20 years of experience in the financial services industry. Randal Ellis is currently registered with Osaic Wealth, Inc. and is licensed to offer securities and investment advisory services in multiple states. Prior to joining Osaic Wealth, Inc., Randal Ellis held positions at Securities America, Inc., Securities Service Network, LLC, Questar Capital Corporation, USAllianz Securities, Inc., Financial West Group, Signator Investors, Inc., and Centaurus Financial, Inc. Randal Ellis has a strong background in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (MISSION VIEJO CA)
CA
09/18/2020 - 06/14/2024
SECURITIES AMERICA, INC. (MISSION VIEJO CA)
CA
08/22/2011 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (MISSION VIEJO CA)
CA
12/01/2006 - 08/26/2011
QUESTAR CAPITAL CORPORATION (MISSION VIEJO CA)
CA
02/05/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (IRVINE CA)
NV
01/18/2002 - 11/28/2003
FINANCIAL WEST GROUP (RENO NV)
MA
07/02/2001 - 01/11/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
CA
02/22/1996 - 09/20/1996
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
BOTH
Issued 06/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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