Unclaimed
Randal Regoli is a registered representative with Fifth Third Securities, Inc. Randal has been in the industry since 2003 and has experience with both broker-dealer and investment advisor services. He currently holds Series 6, 63, 65 and SIE licenses. Randal specializes in portfolio management for individuals and businesses and has a strong track record of providing financial planning and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
02/08/2021 - Present
Fifth Third Securities, Inc. (HILLIARD OH)
OH
03/31/2005 - 08/31/2007
ALLSTATE FINANCIAL SERVICES, LLC (PICKERINGTON OH)
WI
03/12/2003 - 03/02/2005
AMERICAN FAMILY SECURITIES, LLC (MADISON WI)
IA
Issued 2/5/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/30/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 9/4/2020
SIE - Securities Industry Essentials Examination
BC
Issued 3/10/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Randal Regoli is the right advisor for you? Invested Better is here to help.