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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal Robert Defillippis is a financial advisor with over 8 years of experience in the industry. Randal is currently registered with LPL Financial LLC and has been with the firm since July 2021. Previously, Randal worked for Waddell & Reed, Inc. from September 2016 to July 2021, and before that, Randal was employed by PURSHE KAPLAN STERLING INVESTMENTS from October 2014 to October 2016. Randal has a Series 7, Series 66, and SIE license. Randal Robert Defillippis provides financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
07/21/2021 - Present
LPL Financial LLC (COLLEGEVILLE PA)
PA
10/03/2016 - 07/21/2021
WADDELL & REED (COLLEGEVILLE PA)
PA
10/03/2014 - 10/03/2016
PURSHE KAPLAN STERLING INVESTMENTS (Philadelphia PA)
PA
08/02/2013 - 10/03/2014
VOYA FINANCIAL ADVISORS, INC. (PHILADELPHIA PA)
BOTH
Issued 08/23/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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