Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal James Brown is a financial advisor with Centaurus Financial, Inc. and has been in the financial industry since June 14, 1997. Randal James Brown is licensed in Arizona, California, South Carolina, Texas and Virginia. The advisor's main office is located in Fullerton, CA. Prior to joining Centaurus Financial, Inc., Randal James Brown worked at LPL FINANCIAL CORPORATION and BANC OF AMERICA INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/13/2012 - Present
Centaurus Financial, Inc. (FULLERTON CA)
CA
01/27/2006 - 05/10/2010
LPL FINANCIAL CORPORATION (FULLERTON CA)
CA
04/23/2004 - 01/31/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (FULLERTON CA)
NY
04/24/1997 - 04/26/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 04/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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