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Randal Gene Houk

PNC Capital Markets LLC

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About Randal Gene Houk

Randal Gene Houk is a financial professional with PNC Capital Markets LLC. Randal has been in the industry since September 2018, working at PNC Capital Markets LLC for the past 5 years. Randal has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79), and the Uniform Securities Agent State Law Examination (Series 63). Randal is currently licensed to provide securities advice in 52 states and the District of Columbia.

Firm Information

Randal Houk is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Randal Houk’s Registration & Firm History

PA

10/01/2018 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 03/15/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randal Gene Houk.
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