Unclaimed
Randal Locklier is an investment advisor representative with Brookstone Capital Management LLC. Randal has been in the industry for over 10 years and has experience working at several financial firms. Randal holds several licenses and certifications including the Series 6, Series 7, Series 63, and Series 65. Randal has worked at TD Ameritrade, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MetLife Securities Inc. Randal also holds a license as an insurance agent and owns a non-investment related business, J.D. Mellberg Financial, LLC. Randal has extensive experience in financial planning and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/02/2020 - Present
Brookstone Capital Management LLC (WHEATON IL)
SC
06/17/2013 - 10/03/2016
TD AMERITRADE, INC. (COLUMBIA SC)
SC
04/23/2012 - 06/11/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA SC)
SC
03/28/2012 - 04/19/2012
METLIFE SECURITIES INC. (COLUMBIA SC)
IA
Issued 06/25/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2012
Series 7 - General Securities Representative Examination
BC
Issued 02/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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