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Randal E Hagen

Pruco Securities, LLC

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About Randal E Hagen

Randal Hagen is a financial professional with over a decade of experience in the financial services industry. Randal has worked with Pruco Securities, LLC since December 2021, and previously held positions at MML Investors Services, LLC, Transamerica Investors Securities Corporation, Allstate Financial Services, LLC, VALIC Financial Advisors, Inc., Lincoln Financial Advisors Corporation, and Pruco Securities, LLC. Randal is a registered representative in several states and holds licenses for Series 6, Series 63, Series 65, and SIE exams. Randal is dedicated to providing personalized financial guidance and investment strategies to individuals and families.

Firm Information

Randal Hagen is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Randal Hagen’s Registration & Firm History

NY

12/08/2021 - Present

Pruco Securities, LLC (White Plains NY)

NY

01/21/2021 - 12/08/2021

MML INVESTORS SERVICES, LLC (LATHAM NY)

NY

06/06/2019 - 12/31/2020

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

NY

01/07/2019 - 06/03/2019

ALLSTATE FINANCIAL SERVICES, LLC (SARATOGA SPRINGS NY)

NY

12/21/2015 - 01/26/2017

VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)

NY

11/06/2014 - 05/18/2015

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

NY

04/18/2012 - 09/29/2014

LINCOLN FINANCIAL ADVISORS CORPORATION (Saratoga Springs NY)

NY

11/18/2010 - 04/09/2012

PRUCO SECURITIES, LLC. (DEWITT NY)

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Licenses & Designations

IA

Issued 03/14/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/02/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/26/2017

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Randal E Hagen.
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