Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal Newton is a financial advisor with Wells Fargo Clearing Services, LLC, where he has been employed since 2015. Randal has experience in the financial services industry, and he has worked for several firms in the past, including BB&T Investment Services, Inc. and First Command Financial Planning, Inc. Randal holds the Series 6, 7, 63, and 65 licenses. He is also a registered representative with FINRA. Randal specializes in providing financial planning, investment consulting services to institutional clients, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
02/07/2024 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
12/16/2022 - 07/25/2023
WELLS FARGO CLEARING SERVICES, LLC (AUBURN AL)
AL
08/16/2011 - 11/07/2011
BB&T INVESTMENT SERVICES, INC. (TALLASSEE AL)
GA
09/08/2010 - 08/26/2011
FIRST COMMAND FINANCIAL PLANNING, INC. (COLUMBUS GA)
IA
Issued 01/23/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/16/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/23/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Randal Newton is the right advisor for you? Invested Better is here to help.
