Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Randal? Claim Your ProfileRandal Charles Fields is an investment advisor representative with LPL Financial LLC, located in HOPWOOD, PA. Randal has been in the industry since 1987, and has been with LPL Financial LLC since 2023. Randal has worked previously at OSAIC WEALTH, INC., WALNUT STREET SECURITIES, INC., and PRUCO SECURITIES CORPORATION. Randal holds the Series 6, Series 63, Series 65 and SIE licenses. Randal is registered with the following states: Florida, Georgia, Indiana, Maryland, New Mexico, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and West Virginia. Randal also holds the Series 6 and Series 65 licenses, as well as the SIE and the Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/04/2023 - Present
LPL Financial LLC (HOPWOOD PA)
PA
11/08/1996 - 10/05/2023
OSAIC WEALTH, INC. (HOPWOOD PA)
CA
03/01/1994 - 11/11/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
02/02/1987 - 02/24/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 08/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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