Unclaimed
Randal Barton is a financial advisor currently registered with Voya Investment Management Co. LLC. Randal has been working in the financial industry since 1999. Randal is licensed to provide financial advice in 53 states and territories. In addition to working with individuals, Randal also provides advisory services to a range of institutions including corporations, charitable organizations, and insurance companies. Randal is also involved in a number of other business ventures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/09/2009 - Present
Voya Investment Management Co. LLC (NEW YORK NY)
CT
04/20/2007 - 05/30/2007
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
CO
10/06/2004 - 04/18/2007
OLD MUTUAL INVESTMENT PARTNERS (DENVER CO)
CO
12/05/2000 - 09/27/2004
TRANSAMERICA CAPITAL, INC. (DENVER CO)
FL
03/22/1999 - 12/12/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BOTH
Issued 04/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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