Unclaimed
Randal Keeth is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with approximately $10 billion - $50 billion in assets under management. Randal has been in the financial services industry since 1985 and has held various positions at several firms, including Raymond James & Associates, Inc., Citigroup Global Markets Inc., RBC Dain Rauscher Inc., and Paine Webber Incorporated. Randal holds the Series 7, Series 31, and Series 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/23/2012 - Present
Wells Fargo Clearing Services, LLC (SAN ANTONIO TX)
TX
02/29/2008 - 02/29/2012
RAYMOND JAMES & ASSOCIATES, INC. (SAN ANTONIO TX)
TX
05/24/2002 - 03/17/2008
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
NY
01/25/2000 - 07/01/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NJ
02/05/1990 - 02/07/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/11/1988 - 02/20/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/30/1985 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
02/21/1985 - 09/26/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BOTH
Issued 10/02/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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