Unclaimed
Randa Abner-peden is a financial advisor with over 20 years of experience in the industry. Randa is registered with Morgan Stanley and holds Series 7, 31 and 66 licenses as well as the SIE. Randa has worked for Morgan Stanley since 2013 and previously was with UBS FINANCIAL SERVICES INC.. Randa offers financial planning and investment management services to a wide range of clients, including individuals, businesses, corporations, and pension plans. Randa is committed to providing personalized and customized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
KY
04/12/2023 - Present
Morgan Stanley (Louisville KY)
KY
12/14/2001 - 10/28/2013
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
BOTH
Issued 01/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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