Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rand? Claim Your ProfileRand Lewis Rodgers is a financial advisor with over 30 years of experience in the industry. Rand is currently registered with LPL Financial LLC in Ukiah, California. Rand has previously been registered with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Wachovia Securities, Inc., and NYLIFE Securities Inc. Rand holds Series 7, Series 63 and SIE licenses. Rand specializes in providing financial planning, portfolio management and consulting services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/10/2013 - Present
LPL Financial LLC (UKIAH CA)
CA
01/01/2008 - 11/29/2013
WELLS FARGO ADVISORS, LLC (UKIAH CA)
CA
02/03/2003 - 01/03/2008
A. G. EDWARDS & SONS, INC. (UKIAH CA)
MO
03/21/1997 - 02/12/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
MO
08/30/1993 - 03/21/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/30/1993 - 09/09/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 09/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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