Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ranald? Claim Your ProfileRanald Nicholas is a financial advisor with over 35 years of experience in the industry. Ranald is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since January 2009. Ranald is a Certified Financial Planner and is licensed to provide financial advice in Connecticut and other states. Ranald has a history of working with a range of clients, including individuals, families, businesses, and institutions. Ranald provides financial planning, portfolio management, and investment advisory services to clients. Ranald is also a Registered Principal with Raymond James. Ranald has held previous positions with LINSCO/Private Ledger Corp., American Skandia Marketing, Inc., Capital Analysts, Incorporated, United Planners' Financial Services of America A Limited Partner, TMI Equities, Inc., and PRUCO Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (AVON CT)
SC
04/23/2004 - 07/13/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CT
03/19/1999 - 04/13/2004
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
OH
08/14/1997 - 02/04/1999
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
AZ
06/14/1990 - 08/22/1997
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
NA
08/08/1988 - 01/04/1989
TMI EQUITIES, INC.
NA
04/03/1985 - 09/16/1988
PRUCO SECURITIES CORPORATION
NA
02/24/1984 - 08/29/1984
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
IA
Issued 03/29/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ranald Nicholas is the right advisor for you? Invested Better is here to help.
