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Rana B. Diorio

North Point Mergers AND Acquisitions, Inc.

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About Rana B. Diorio

Rana B. Diorio is a registered representative with North Point Mergers And Acquisitions, Inc. in San Francisco, CA. Rana has been in the securities industry since July 11, 2001. Rana has a Series 7, 24, 62, 63, and 79TO. Rana has been with North Point Mergers And Acquisitions, Inc. since April 19, 2005. Prior to joining North Point Mergers And Acquisitions, Inc., Rana was a registered representative at BANC OF AMERICA SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BT ALEX. BROWN INCORPORATED, and ALEX. BROWN & SONS INCORPORATED.

Firm Information

Rana Diorio is currently registered with North Point Mergers AND Acquisitions, Inc.. North Point Mergers AND Acquisitions, Inc. is a Corporation formed in December 2018. It is registered in 22 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rana Diorio’s Registration & Firm History

CA

04/19/2005 - Present

North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)

NY

05/30/2001 - 10/08/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

12/19/2000 - 05/31/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

MD

09/01/1997 - 09/14/1998

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

09/27/1996 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

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Licenses & Designations

BC

Issued 11/23/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/10/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/18/1996

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rana B. Diorio.
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