Unclaimed
Ramraghi Vesta Fuller is a financial advisor registered with J.p. Morgan Securities LLC and has been in the industry since March 2000. Fuller has a Series 7, Series 63, and Series 65 license. Fuller works out of the Irvine, California office of J.p. Morgan Securities LLC. Previously, Ramraghi Vesta Fuller worked for CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/29/2022 - Present
J.p. Morgan Securities LLC (Irvine CA)
CA
03/31/2017 - 08/23/2022
CITI PRIVATE ADVISORY, LLC (Costa Mesa CA)
CA
05/29/2007 - 08/23/2022
CITIGROUP GLOBAL MARKETS INC. (COSTA MESA CA)
CA
03/27/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (COSTA MESA CA)
IA
Issued 02/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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