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Ramone Param

Finalis Securities LLC

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About Ramone Param

Ramone Param is a financial professional with over five years of experience in the securities industry. Ramone is currently registered with Finalis Securities LLC and holds a Series 79, Series 63, and Series 24 license. Ramone has previously held positions at EQUITEQ SECURITIES LLC and BURCH & COMPANY, INC. Ramone is registered in eight states including California, Florida, Georgia, Massachusetts, Missouri, New York, Pennsylvania, and Texas.

Firm Information

Ramone Param is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramone Param’s Registration & Firm History

NY

02/01/2023 - Present

Finalis Securities LLC (New York NY)

NY

08/09/2017 - 02/19/2021

EQUITEQ SECURITIES LLC (New York NY)

MO

12/16/2015 - 08/30/2017

BURCH & COMPANY, INC (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 01/16/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ramone Param.
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