Unclaimed
Ramone Param is a financial professional with over five years of experience in the securities industry. Ramone is currently registered with Finalis Securities LLC and holds a Series 79, Series 63, and Series 24 license. Ramone has previously held positions at EQUITEQ SECURITIES LLC and BURCH & COMPANY, INC. Ramone is registered in eight states including California, Florida, Georgia, Massachusetts, Missouri, New York, Pennsylvania, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2023 - Present
Finalis Securities LLC (New York NY)
NY
08/09/2017 - 02/19/2021
EQUITEQ SECURITIES LLC (New York NY)
MO
12/16/2015 - 08/30/2017
BURCH & COMPANY, INC (KANSAS CITY MO)
BC
Issued 01/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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