Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramoncito? Claim Your ProfileRamoncito Mariano Rodriguez is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Ramoncito has been working in the financial services industry since February 4, 2006. Ramoncito holds Series 7, 9, 10, 65, and 66 securities licenses. Ramoncito has been a licensed representative of Merrill Lynch, Pierce, Fenner & Smith Inc. since September 2015. Previously, Ramoncito was registered with J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES, and WELLS FARGO INVESTMENTS, LLC. Ramoncito is registered to conduct business in 53 states and Washington, D.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/31/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JACKSONVILLE FL)
NV
10/01/2012 - 08/25/2015
J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)
NV
08/24/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAS VEGAS NV)
NV
05/29/2007 - 07/16/2010
CITIGROUP GLOBAL MARKETS INC. (LAS VEGAS NV)
NV
06/23/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (LAS VEGAS NV)
CA
10/18/2004 - 06/17/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IA
Issued 06/01/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/06/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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