Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramona? Claim Your ProfileRamona Panday is an investment advisor representative with OSAIC WEALTH, INC. based in SCOTTSDALE, AZ. Ramona has been in the industry since August 19, 2001. Prior to joining OSAIC WEALTH, INC., Ramona was associated with FSC SECURITIES CORPORATION and ROYAL ALLIANCE ASSOCIATES, INC.. Ramona Panday is licensed in New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
03/23/2020 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
12/15/2017 - 12/17/2019
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
11/05/2014 - 12/06/2017
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
03/19/2014 - 10/15/2014
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
03/21/2001 - 03/21/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
10/30/1998 - 09/27/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
BOTH
Issued 9/6/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/4/2019
Series 4 - Registered Options Principal Examination
BC
Issued 5/11/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 3/30/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 8/26/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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