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Ramona Rae Ruppert

Voya Investments Distributor, LLC

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About Ramona Rae Ruppert

Ramona Ruppert is a financial advisor with over 30 years of experience in the industry. Ramona is currently registered with Voya Investments Distributor, LLC in Windsor, CT. Ramona has held previous positions at ALLSPRING FUNDS DISTRIBUTOR, LLC, NUVEEN SECURITIES, LLC, U.S. BANCORP INVESTMENTS, INC., QUASAR DISTRIBUTORS, LLC, ING FINANCIAL PARTNERS, INC., COHIG & ASSOCIATES, INC., J.D. COPPERFIELD, LTD., J. W. GANT & ASSOCIATES, INC., WALL STREET WEST, INC. and NWNL MANAGEMENT CORPORATION. Ramona holds the Series 6, 7, 24, and 66 licenses.

Firm Information

Ramona Ruppert is currently registered with Voya Investments Distributor, LLC. Voya Investments Distributor, LLC is a Limited Liability Company formed in October 2002. The firm is registered with the Securities and Exchange Commission (SEC) and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramona Ruppert’s Registration & Firm History

CT

04/06/2023 - Present

Voya Investments Distributor, LLC (WINDSOR CT)

MN

06/13/2022 - 04/12/2023

ALLSPRING FUNDS DISTRIBUTOR, LLC (Minneapolis MN)

MN

01/03/2011 - 03/09/2020

NUVEEN SECURITIES, LLC (MINNEAPOLIS MN)

MN

02/03/2010 - 01/21/2011

U.S. BANCORP INVESTMENTS, INC. (MINNEAPOLIS MN)

MN

02/17/2006 - 01/03/2011

QUASAR DISTRIBUTORS, LLC (MINNEAPOLIS MN)

CT

01/24/1997 - 08/19/2004

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

CO

01/15/1993 - 07/25/1996

COHIG & ASSOCIATES, INC. (ENGLEWOOD CO)

NA

09/21/1992 - 11/16/1992

J.D. COPPERFIELD, LTD.

NA

02/22/1988 - 07/29/1992

J. W. GANT & ASSOCIATES, INC.

NA

10/26/1987 - 01/12/1988

WALL STREET WEST, INC.

NA

07/16/1987 - 10/27/1987

NWNL MANAGEMENT CORPORATION

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Licenses & Designations

BOTH

Issued 01/27/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/12/1991

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1991

Series 7 - General Securities Representative Examination

BC

Issued 07/15/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ramona Rae Ruppert.
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