Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramona? Claim Your ProfileRamona Maria Ortega is a financial advisor with LPL Financial LLC, a firm with over $50 billion in assets under management. Ramona has been in the financial services industry since 2004 and holds the Series 6, Series 63 and SIE licenses. Ramona's experience includes previous roles with HSBC Securities (USA) Inc. and HSBC Brokerage (USA) Inc. Ramona provides a variety of services to clients, including financial planning, portfolio management, and consulting. Ramona's specializations include: investment clubs, charitable organizations, high-net-worth individuals, pension and profit sharing plans, corporations and other businesses, individuals other than high-net-worth, state and municipal government entities, and sovereign wealth funds and foreign official institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/23/2022 - Present
LPL Financial LLC (BROOKLYN NY)
NY
10/27/2008 - 02/22/2022
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
01/01/2005 - 10/27/2006
HSBC SECURITIES (USA) INC. (BROOKLYN NY)
NY
03/17/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
BC
Issued 01/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Ramona Ortega is the right advisor for you? Invested Better is here to help.
