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Ramona L Athey

Raymond James Financial Services, Inc.

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About Ramona L Athey

Ramona L Athey is a financial advisor with Raymond James Financial Services, Inc. Ramona has been in the industry since 2010 and has experience working with various firms like FSC Securities Corporation, Royal Alliance Associates, Inc., and SagePoint Financial, Inc. Ramona holds Series 7, 99TO, and SIE licenses and the Series 24 Principal exam. Ramona is registered in Florida and is currently active.

Firm Information

Ramona Athey is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramona Athey’s Registration & Firm History

FL

12/21/2022 - Present

Raymond James Financial Services, Inc. (ST PETERSBURG FL)

GA

10/26/2022 - 11/07/2022

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

10/26/2022 - 11/07/2022

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

AZ

10/26/2022 - 11/07/2022

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

MN

10/26/2022 - 11/07/2022

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

FL

09/06/2022 - 09/15/2022

PEAK BROKERAGE SERVICES, LLC (JUPITER FL)

FL

11/07/2011 - 08/30/2022

GWN SECURITIES INC. (PALM BEACH GARDENS FL)

FL

02/22/2011 - 04/07/2011

KOVACK SECURITIES INC. (NORTH PALM BEACH FL)

FL

05/04/2010 - 08/31/2010

LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)

MA

07/10/2007 - 09/09/2008

MUTUAL SERVICE CORPORATION (BOSTON MA)

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Licenses & Designations

BC

Issued 11/20/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ramona L Athey.
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