Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramona? Claim Your ProfileRamona Jean Farrington is a financial advisor with over 20 years of experience in the industry. Ramona is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. as a Registered Representative. Ramona has a broad range of experience and holds Series 66, 7 and SIE licenses. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Ramona was employed with UBS FINANCIAL SERVICES INC. in BEVERLY HILLS, CA. Ramona specializes in providing financial planning, investment management, and portfolio management services to individuals, businesses, and retirement plans. Ramona has extensive knowledge of the financial markets and a commitment to providing her clients with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CA
07/24/2000 - 05/28/2013
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
BOTH
Issued 07/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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