Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramona? Claim Your ProfileRamona Conklin is an investment advisor representative at Wells Fargo Clearing Services, LLC. Ramona has been in the industry for over ten years. Ramona holds the Series 66, Series 10, Series 9, Series 7TO and SIE securities licenses. Ramona is also registered as an investment advisor representative in 32 states and is active in both the broker-dealer and investment advisor scope. Ramona has experience working with high-net-worth individuals, corporations, and other businesses, as well as charitable organizations and pension plans. Ramona provides financial planning, portfolio management, and investment consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/21/2023 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
BOTH
Issued 07/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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