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Ramona Ahmed

Mizuho Securities USA LLC

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About Ramona Ahmed

Ramona Ahmed is a financial professional with over 18 years of experience in the securities industry. She has a broad background in investment banking and has held positions at several leading firms, including Deutsche Bank Securities Inc., SMBC Nikko Securities America, Inc., and Jefferies LLC. Ramona currently works as a Registered Representative at Mizuho Securities USA LLC, where she is licensed to offer a wide range of financial products and services. Her experience and expertise make Ramona a valuable resource for clients seeking personalized financial guidance.

Firm Information

Ramona Ahmed is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramona Ahmed’s Registration & Firm History

NY

05/06/2024 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/07/2022 - 04/23/2024

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

07/09/2018 - 11/04/2021

SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)

NY

08/17/2009 - 07/23/2018

JEFFERIES LLC (NEW YORK NY)

NY

09/26/2005 - 12/05/2008

CALYON SECURITIES (USA) INC (NEW YORK NY)

NJ

12/06/2002 - 07/23/2004

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 12/27/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/08/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ramona Ahmed.
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