Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramon? Claim Your ProfileRamon Valdez is an investment advisor representative with Cambridge Investment Research Advisors, Inc.. Ramon has been in the financial services industry since 1995. Ramon is also registered with the following states: California, Hawaii, Kentucky, Nevada, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
08/16/2024 - Present
Cambridge Investment Research Advisors, Inc. (Irvine CA)
CA
08/28/2019 - 01/30/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (BREA CA)
CA
08/07/2015 - 09/10/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BREA CA)
CA
07/15/2010 - 08/10/2015
UBS FINANCIAL SERVICES INC. (BREA CA)
CA
10/23/2009 - 07/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ONTARIO CA)
CA
02/22/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UPLAND CA)
CA
06/05/2002 - 02/25/2008
WELLS FARGO INVESTMENTS, LLC (MONTCLAIR CA)
CA
01/01/1999 - 06/28/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
02/20/1998 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
WI
12/09/1996 - 03/09/1998
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
AZ
07/26/1996 - 12/10/1996
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
04/08/1996 - 07/03/1996
ASB FINANCIAL SERVICES (IRVINE CA)
CA
09/06/1995 - 04/17/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
07/07/1995 - 08/25/1995
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 07/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ramon Valdez is the right advisor for you? Invested Better is here to help.
