Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramon? Claim Your ProfileRamon Sieira is a financial advisor who has been in the industry since 2014. Ramon is currently registered with Equitable Distributors, LLC and holds licenses for Series 7 and Series 66 exams. Ramon's previous employment includes Pentegra Distributors Inc., Equitable Distributors, LLC, Pruco Securities, LLC, and Morgan Stanley. Ramon is licensed to provide securities and investment advice in all 50 states and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
05/05/2021 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
02/03/2021 - 05/03/2021
PENTEGRA DISTRIBUTORS INC. (WHITE PLAINS NY)
NJ
03/02/2016 - 12/01/2020
EQUITABLE DISTRIBUTORS, LLC (JERSEY CITY NJ)
NJ
05/12/2015 - 11/30/2015
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
09/23/2013 - 04/22/2015
MORGAN STANLEY (NEW YORK NY)
BOTH
Issued 12/03/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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