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Ramon Eugene Fracchia

Nations Financial Group, Inc.

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About Ramon Eugene Fracchia

Ramon Eugene Fracchia is a financial advisor at Nations Financial Group, Inc. located in Memphis, Tennessee. Ramon has been in the industry since 1993 and holds several securities licenses including Series 7, 63, 65, 31, 8, 9, 10 and SIE. Prior to joining Nations Financial Group, Inc., Ramon worked at Wells Fargo Advisors Financial Network, LLC and Morgan Stanley DW Inc. Ramon provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.

Firm Information

Ramon Fracchia is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ramon Fracchia’s Registration & Firm History

TN

02/21/2023 - Present

Nations Financial Group, Inc. (Memphis TN)

TN

12/13/2006 - 02/14/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MEMPHIS TN)

TN

08/19/1993 - 12/14/2006

MORGAN STANLEY DW INC. (MEMPHIS TN)

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Licenses & Designations

IA

Issued 08/21/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 12/21/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 08/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ramon Eugene Fracchia.
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