Unclaimed
Ramon Eugene Fracchia is a financial advisor at Nations Financial Group, Inc. located in Memphis, Tennessee. Ramon has been in the industry since 1993 and holds several securities licenses including Series 7, 63, 65, 31, 8, 9, 10 and SIE. Prior to joining Nations Financial Group, Inc., Ramon worked at Wells Fargo Advisors Financial Network, LLC and Morgan Stanley DW Inc. Ramon provides financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/21/2023 - Present
Nations Financial Group, Inc. (Memphis TN)
TN
12/13/2006 - 02/14/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MEMPHIS TN)
TN
08/19/1993 - 12/14/2006
MORGAN STANLEY DW INC. (MEMPHIS TN)
IA
Issued 08/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/21/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Ramon Fracchia is the right advisor for you? Invested Better is here to help.