Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramon? Claim Your ProfileRamon E. Rodriguez is a financial advisor with J.p. Morgan Securities LLC. Ramon is based in Chicago, Illinois. Ramon has been in the industry since 2004. Ramon has held previous positions at Cetera Investment Services LLC, Vision Investment Services, Inc., Invest Financial Corporation, Citigroup Global Markets Inc., CitiCorp Investment Services, LaSalle Financial Services, Inc., Banc One Securities Corporation, Hornor, Townsend & Kent, Inc., Washington Square Securities, Inc. and AXA Advisors, LLC. Ramon has a Series 63, Series 66 and Series 7TO license. Ramon has a Series 7 and SIE license. Ramon is registered in Illinois and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/26/2022 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
12/06/2011 - 09/04/2013
CETERA INVESTMENT SERVICES LLC (RIVER FOREST IL)
IL
10/01/2009 - 12/16/2011
VISION INVESTMENT SERVICES, INC. (NORTH RIVERSIDE IL)
IL
03/13/2009 - 10/07/2009
INVEST FINANCIAL CORPORATION (SUMMIT ARGO IL)
IL
05/29/2007 - 04/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
03/22/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (CHICAGO IL)
IL
10/21/2004 - 03/20/2006
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
08/01/2002 - 10/07/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
PA
06/05/2002 - 08/14/2002
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
CT
12/17/2001 - 05/29/2002
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
NY
02/01/2001 - 11/29/2001
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 09/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 02/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ramon Rodriguez is the right advisor for you? Invested Better is here to help.
