Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramon? Claim Your ProfileRamon Dominic Morris is a financial advisor with over 2 years of experience in the financial services industry. Ramon is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a well-established firm with a reputation for providing comprehensive financial services. Prior to joining Merrill Lynch, Ramon worked at D.A. Davidson & Co., where he gained valuable experience in the field. Ramon has a solid educational background, having passed the Series 7TO, Series 66, and SIE exams. Ramon is dedicated to providing personalized financial advice and guidance to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/16/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING HILLS ESTATES CA)
CA
03/27/2019 - 02/17/2021
D.A. DAVIDSON & CO. (LONG BEACH CA)
BOTH
Issued 05/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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