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Ramon Armando Ortega

Siebert Williams Shank & CO., LLC

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About Ramon Armando Ortega

Ramon Armando Ortega is a financial professional with over 20 years of experience in the securities industry. Ramon is currently a registered representative with Siebert Williams Shank & Co., LLC. Prior to joining Siebert Williams Shank, Ramon was employed by Samuel A Ramirez & Co., Inc., BMO Capital Markets GKST Inc., UBS Securities LLC, RBC Dain Rauscher Inc. and William R. Hough & Co. Ramon holds a Series 7, Series 50, Series 52TO, Series 53, Series 54 and Series 63 licenses. Ramon's expertise includes municipal securities, municipal advisory services, and general securities.

Firm Information

Ramon Ortega is currently registered with Siebert Williams Shank & CO., LLC. Siebert Williams Shank & CO., LLC is a Limited Liability Company that was formed in March 1997. The firm is registered in all 50 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramon Ortega’s Registration & Firm History

IL

02/20/2018 - Present

Siebert Williams Shank & CO., LLC (CHICAGO IL)

IL

01/25/2011 - 02/06/2018

SAMUEL A RAMIREZ & CO., INC. (CHICAGO IL)

MN

09/28/2009 - 01/25/2011

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

FL

02/14/2006 - 03/20/2008

UBS SECURITIES LLC (ORLANDO FL)

NY

02/27/2004 - 02/15/2006

RBC DAIN RAUSCHER INC. (NEW YORK NY)

FL

11/12/2003 - 02/27/2004

WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 02/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2019

Series 54 - Municipal Advisor Principal Qualification Examination

BC

Issued 04/02/2018

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 11/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ramon Armando Ortega.
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