Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramon? Claim Your ProfileRamon Rodriguez is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Ramon has been in the financial industry since 1992. Ramon is also licensed in New Jersey, New York and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/02/2016 - Present
Wells Fargo Clearing Services, LLC (LAWRENCEVILLE NJ)
NJ
09/10/2014 - 12/17/2015
HD VEST INVESTMENT SERVICES (Hamilton NJ)
NJ
10/01/2012 - 10/11/2012
J.P. MORGAN SECURITIES LLC (HAMILTON NJ)
NJ
06/12/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HAMILTON NJ)
NJ
11/24/2004 - 12/21/2007
H.D. VEST INVESTMENT SERVICES (HAMILTON TOWNSHIP NJ)
NY
05/03/1999 - 01/10/2003
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
06/08/1992 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
WA
10/24/1989 - 12/31/1991
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
NA
04/18/1986 - 08/12/1988
PRUCO SECURITIES CORPORATION
NA
06/18/1985 - 07/15/1985
KOBRIN SECURITIES, INC.
BC
Issued 01/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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