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Ramiro Perez

Velocity Clearing, LLC

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About Ramiro Perez

Ramiro Perez is a financial advisor who is currently registered with Velocity Clearing, LLC in New York, NY. Ramiro has been in the financial services industry since 2001, working for several firms including LEK Securities Corporation, RBC Capital Markets Corporation, Carlin Equities, LLC, and Louis Capital Markets, LLC. Ramiro has a wide range of experience, having held positions in both equity trading and investment banking. Ramiro is a Series 7, Series 55, Series 57TO, and SIE licensed advisor and is also registered with the state of Florida, New Jersey, and New York. Ramiro is committed to providing clients with the highest quality financial advice and is dedicated to helping them achieve their financial goals.

Firm Information

Ramiro Perez is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramiro Perez’s Registration & Firm History

NY

07/27/2022 - Present

Velocity Clearing, LLC (New York NY)

NA

06/11/2008 - 07/21/2022

LEK SECURITIES CORPORATION (SANTA FE, MEXICO CITY )

NY

02/29/2008 - 05/09/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

01/02/2007 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

01/30/2002 - 01/02/2007

CARLIN EQUITIES, LLC (NEW YORK NY)

NA

10/26/2001 - 01/28/2002

LOUIS CAPITAL MARKETS, LLC (PARIS )

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Licenses & Designations

BC

Issued 11/13/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Ramiro Perez.
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