Unclaimed
Ramiro Perez is a financial advisor who is currently registered with Velocity Clearing, LLC in New York, NY. Ramiro has been in the financial services industry since 2001, working for several firms including LEK Securities Corporation, RBC Capital Markets Corporation, Carlin Equities, LLC, and Louis Capital Markets, LLC. Ramiro has a wide range of experience, having held positions in both equity trading and investment banking. Ramiro is a Series 7, Series 55, Series 57TO, and SIE licensed advisor and is also registered with the state of Florida, New Jersey, and New York. Ramiro is committed to providing clients with the highest quality financial advice and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/27/2022 - Present
Velocity Clearing, LLC (New York NY)
NA
06/11/2008 - 07/21/2022
LEK SECURITIES CORPORATION (SANTA FE, MEXICO CITY )
NY
02/29/2008 - 05/09/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/02/2007 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
01/30/2002 - 01/02/2007
CARLIN EQUITIES, LLC (NEW YORK NY)
NA
10/26/2001 - 01/28/2002
LOUIS CAPITAL MARKETS, LLC (PARIS )
BC
Issued 11/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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