Unclaimed
Ramiro Luis Colon is a financial advisor currently registered with ACP Securities, LLC in Miami, Florida. Ramiro has been active in the financial services industry since 1994. Ramiro holds a variety of licenses and registrations, including Series 7, 9, 10, 24, 52, 53, and 63. Ramiro previously held registrations with UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico, R-G Investments Corporation, Popular Securities, Inc., Marketing One Securities, Inc., First Chicago Capital Markets, Inc. and Citicorp Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/02/2021 - Present
ACP Securities, LLC (MIAMI FL)
FL
11/07/2006 - 05/28/2021
UBS FINANCIAL SERVICES INC. (MIAMI FL)
PR
11/07/2006 - 02/27/2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)
PR
10/22/2002 - 11/13/2006
R-G INVESTMENTS CORPORATION (SAN JUAN PR)
PR
05/21/1997 - 11/09/2000
POPULAR SECURITIES, INC. (SAN JUAN PR)
OR
02/24/1995 - 05/21/1997
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IL
06/11/1992 - 05/06/1993
FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)
PR
09/20/1988 - 09/04/1990
CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)
IA
Issued 06/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/10/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/17/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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