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Ramiro Luis Colon

ACP Securities, LLC

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About Ramiro Luis Colon

Ramiro Luis Colon is a financial advisor currently registered with ACP Securities, LLC in Miami, Florida. Ramiro has been active in the financial services industry since 1994. Ramiro holds a variety of licenses and registrations, including Series 7, 9, 10, 24, 52, 53, and 63. Ramiro previously held registrations with UBS Financial Services Inc., UBS Financial Services Incorporated of Puerto Rico, R-G Investments Corporation, Popular Securities, Inc., Marketing One Securities, Inc., First Chicago Capital Markets, Inc. and Citicorp Financial Services Corporation.

Firm Information

Ramiro Colon is currently registered with ACP Securities, LLC. ACP Securities, LLC, a Limited Liability Company formed in November 2005, is a registered investment advisor with the SEC and in 13 states.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ramiro Colon’s Registration & Firm History

FL

07/02/2021 - Present

ACP Securities, LLC (MIAMI FL)

FL

11/07/2006 - 05/28/2021

UBS FINANCIAL SERVICES INC. (MIAMI FL)

PR

11/07/2006 - 02/27/2015

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (PONCE PR)

PR

10/22/2002 - 11/13/2006

R-G INVESTMENTS CORPORATION (SAN JUAN PR)

PR

05/21/1997 - 11/09/2000

POPULAR SECURITIES, INC. (SAN JUAN PR)

OR

02/24/1995 - 05/21/1997

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

IL

06/11/1992 - 05/06/1993

FIRST CHICAGO CAPITAL MARKETS, INC. (CHICAGO IL)

PR

09/20/1988 - 09/04/1990

CITICORP FINANCIAL SERVICES CORPORATION (SAN JUAN PR)

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Licenses & Designations

IA

Issued 06/01/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/03/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/17/2007

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/10/2007

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/22/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/17/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/08/2012

Series 3 - National Commodity Futures Examination

BC

Issued 09/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 46 public disclosures for Ramiro Luis Colon. Review regulatory record here.
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