Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ramiro? Claim Your ProfileRamiro Gomez rincon is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Ramiro has been in the securities industry since 2001. Ramiro has a Series 7, Series 63, and Series 65 license. Ramiro also has experience at BBVA Securities Inc., PNC Investments, and BBVA Compass Investment Solutions, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/01/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
09/17/2021 - 11/15/2022
PNC INVESTMENTS (San Diego CA)
CA
05/16/2013 - 09/17/2021
BBVA SECURITIES INC. (San Diego CA)
CA
06/30/2009 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (LA JOLLA CA)
TX
02/01/2008 - 07/01/2009
BBVA INVESTMENTS INC. (HOUSTON TX)
TX
06/07/2004 - 01/23/2008
STANFORD GROUP COMPANY (HOUSTON TX)
TX
09/13/2001 - 05/24/2004
BBVA BANCOMER SECURITIES INTERNATIONAL, INC. (HOUSTON TX)
IA
Issued 1/22/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/30/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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