Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rameshwar? Claim Your ProfileRameshwar Singh is an investment advisor representative with Calton & Associates, Inc. Rameshwar has 16 years of experience in the financial industry and holds the Series 7, Series 24, Series 63, and Series 66 licenses. Rameshwar has been registered with Calton & Associates, Inc. since 2012. Rameshwar has also held previous registrations with Northern Lights Distributors, LLC, BANC Investment Group, LLC, Promontory Interfinancial Network, LLC, and Wachovia Capital Markets, LLC. Rameshwar is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
10/28/2016 - Present
Calton & Associates, Inc. (TAMPA FL)
NE
11/16/2009 - 02/01/2012
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
10/18/2007 - 11/27/2007
BANC INVESTMENT GROUP, LLC (WALNUT CREEK CA)
VA
07/01/2005 - 12/02/2005
PROMONTORY INTERFINANCIAL NETWORK, LLC (ARLINGTON VA)
NC
07/16/2003 - 06/03/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
BOTH
Issued 03/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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